(過料に処すべき行為)

(Acts Subject to Non-criminal Fines)

第三百四十二条設立時社員、設立者、設立時理事、設立時監事、設立時評議員、理事、監事、評議員、会計監査人若しくはその職務を行うべき社員、清算人、民事保全法第五十六条に規定する仮処分命令により選任された理事、監事、評議員若しくは清算人の職務を代行する者、第三百三十四条第一項第六号に規定する一時理事、監事、代表理事若しくは評議員の職務を行うべき者、同条第二項第三号に規定する一時清算人若しくは代表清算人の職務を行うべき者、第三百三十七条第一項第二号に規定する一時会計監査人の職務を行うべき者又は検査役は、次のいずれかに該当する場合には、百万円以下の過料に処する。ただし、その行為について刑を科すべきときは、この限りでない。

Article 342If a member at incorporation, a founder, a director at incorporation, an auditor at incorporation, a councilor at incorporation, a director, an auditor, a councilor, a financial auditor, or an employee or a liquidator who is to perform the duties thereof; a person appointed by an order of provisional disposition provided in Civil Business Preservation Act, Article 56 who is to perform the duties of a director, an auditor, a councilor, a liquidator; or a person who is to temporarily perform the duties of a director, auditor, representative director, or councilor provided in Article 334, paragraph (1), item (vi); a person who is to temporarily perform the duties of a liquidator or a representative liquidator provided in that Article, paragraph (2), item (iii); a person who is to temporarily perform the duties of a financial auditor prescribed in Article 337, paragraph (1), item (ii); or an inspector falls under any of the following, that person is subject to payment of a non-criminal fine of not more than one million yen; provided, however, that this does not apply when a punishment is to be imposed for that act:

一この法律の規定による登記をすることを怠ったとき。

(i)if the person fails to make the registrations under the provisions of this Act;

二この法律の規定による公告若しくは通知をすることを怠ったとき、又は不正の公告若しくは通知をしたとき。

(ii)if the person fails to provide public notice or provide notice required in the provisions of this Act or provides a wrongful public or other notice;

三この法律の規定による開示をすることを怠ったとき。

(iii)if the person fails to make the disclosures under the provisions of this Act;

四この法律の規定に違反して、正当な理由がないのに、書類若しくは電磁的記録に記録された事項を法務省令で定める方法により表示したものの閲覧若しくは謄写又は書類の謄本若しくは抄本の交付、電磁的記録に記録された事項を電磁的方法により提供すること若しくはその事項を記載した書面の交付を拒んだとき。

(iv)if the person, in violation of this Act, refuses, without having justifiable grounds, the inspection or copying of a matter recorded in a document or in an electronic or magnetic record displayed by the methods provided by the applicable the Ministry of Justice Order; the issuance of a certified copy or an extract of a document; the provision of a matter recorded in an electronic or magnetic record by electronic or magnetic means; or the issuance of a document in which that matter is recorded;

五この法律の規定による調査を妨げたとき。

(v)if the person hinders an investigation under the provisions of this Act;

六官庁又は社員総会若しくは評議員会に対し、虚偽の申述を行い、又は事実を隠蔽したとき。

(vi)if the person makes a false statement to or conceals a fact from a government agency, the general assembly, or the board of councilors;

七定款、社員名簿、議事録、財産目録、会計帳簿、貸借対照表、損益計算書、事業報告、事務報告、第百二十三条第二項(第百九十九条において準用する場合を含む。)若しくは第二百二十七条第一項の附属明細書、監査報告、会計監査報告、決算報告又は第二百四十六条第一項、第二百五十条第一項、第二百五十三条第一項、第二百五十六条第一項若しくは第二百六十条第二項の書面若しくは電磁的記録に記載し、若しくは記録すべき事項を記載せず、若しくは記録せず、又は虚偽の記載若しくは記録をしたとき。

(vii)if the person does not enter or record matters to be entered or recorded, or enters or records a false entry item in the articles of incorporation, the employee record book, the minutes, the inventory of assets, the accounting books, the balance sheet, the profit and loss statement, a business report, or an administrative report; an annexed detailed statement, an audit report, an accounting audit report, or a statement of accounts of Article 123, paragraph (2) (including the cases where applied mutatis mutandis pursuant to Article 199) or Article 227, paragraph (1); or a document or an electronic or magnetic record of Article 246, paragraph (1), Article 250, paragraph (1), Article 253, paragraph (1), Article 256, paragraph (1), or Article 260, paragraph (2);

八第十四条第一項、第三十二条第一項、第五十条第五項、第五十一条第三項、第五十二条第四項、第五十七条第二項若しくは第三項、第五十八条第二項、第九十七条第一項(第百九十七条において準用する場合を含む。)、第百二十九条第一項若しくは第二項(第百九十九条において準用する場合を含む。)、第百五十六条第一項、第百九十三条第二項若しくは第三項、第百九十四条第二項、第二百二十三条第一項、第二百二十九条第一項、第二百四十六条第一項、第二百五十条第一項、第二百五十三条第二項、第二百五十六条第一項又は第二百六十条第二項の規定に違反して、帳簿又は書類若しくは電磁的記録を備え置かなかったとき。

(viii)if the person who has not kept the books, documents or electronic or magnetic record in violation of Article 14, paragraph (1), Article 32, paragraph (1), Article 50, paragraph (5), Article 51, paragraph (3), Article 52, paragraph (4), Article 57, paragraph (2) or paragraph (3), Article 58, paragraph (2), Article 97, paragraph (1) (including the cases where applied mutatis mutandis pursuant to Article 197), Article 129, paragraph (1) or paragraph (2) (including the cases where applied mutatis mutandis pursuant to Article 199), Article 156, paragraph (1), Article 193, paragraph (2) or paragraph (3), Article 194, paragraph (2), Article 223, paragraph (1), Article 229, paragraph (1), Article 246, paragraph (1), Article 250, paragraph (1), Article 253, paragraph (2), Article 256, paragraph (1), or Article 260, paragraph (2);

九第三十六条第一項若しくは第百七十九条第一項の規定又は第四十七条第一項第一号、第八十七条第一項第一号(第百九十七条において準用する場合を含む。)若しくは第百八十八条第一項第一号の規定による裁判所の命令に違反して、社員総会又は評議員会を招集しなかったとき。

(ix)if the person does not call a general assembly meeting or a board of councilors meeting in violation of the provisions of Article 36, paragraph (1) or Article 179, paragraph (1), or a court order under the provisions of Article 47, paragraph (1), item (i), Article 87, paragraph (1), item (i) (including the cases where applied mutatis mutandis pursuant to Article 197), or Article 188, paragraph (1), item (i);

十第四十三条又は第百八十四条の規定による請求があった場合において、その請求に係る事項を社員総会又は評議員会の目的としなかったとき。

(x)if there is a request under the provisions of Article 43 or Article 184, and the person does not make the matter regarding that request an objective of a general assembly meeting or a board of councilors meeting;

十の二第四十七条の三第一項の規定に違反して、電子提供措置をとらなかったとき。

(x)-2if the measures for electronic provision are not taken in violation of the provisions of Article 47-3, paragraph (1);

十一正当な理由がないのに、社員総会又は評議員会において、社員又は評議員の求めた事項について説明をしなかったとき。

(xi)if the person does not explain a matter requested by a member or a councilor at a general assembly meeting or a board of councilors meeting, without justifiable grounds;

十二第七十二条第二項(第百七十七条において準用する場合を含む。)の規定による請求があった場合において、その請求に係る事項を社員総会若しくは評議員会の目的とせず、又はその請求に係る議案を社員総会若しくは評議員会に提出しなかったとき。

(xii)if there is a request under the provisions of Article 72, paragraph (2) (including the cases where applied mutatis mutandis pursuant to Article 177) and the person does not make the matter regarding the request an objective of a general assembly meeting or a board of councilors meeting, or does not submit a proposal regarding that request to the general assembly or to the board of councilors;

十三理事、監事、評議員又は会計監査人がこの法律又は定款で定めたその員数を欠くこととなった場合において、その選任(一時会計監査人の職務を行うべき者の選任を含む。)の手続をすることを怠ったとき。

(xiii)if the number of directors, auditors, councilors, or financial auditors provided for in this Act or the articles of incorporation is lacking, and the person fails to carry out procedures for the appointment thereof (including the appointment of a person to temporarily carry out the duties of a financial auditor);

十四第九十二条第二項(第百九十七条及び第二百二十条第十項において準用する場合を含む。)の規定に違反して、理事会又は清算人会に報告せず、又は虚偽の報告をしたとき。

(xiv)if the person who has not reported or has made a false report to the board of directors or the board of liquidators, in violation of Article 92, paragraph (2) (including the cases where applied mutatis mutandis pursuant to Article 97 and Article 220, paragraph (10));

十五第百四十二条第一項の規定に違反して自己を債務者とする基金の返還に係る債権を取得したとき、又は同条第二項の規定に違反して当該債権を相当の時期に他に譲渡することを怠ったとき。

(xv)if the person who has obtained credit for the return of a fund making themselves the debtor, or who, in violation of that Article, paragraph (2), has failed to transfer the credit to another at an appropriate time, in violation of Article 142, paragraph (1);

十六第百四十四条第一項の規定に違反して代替基金を計上せず、又は同条第二項の規定に違反して代替基金を取り崩したとき。

(xvi)if the person does not allocate a substitute fund in violation of Article 144, paragraph (1) or, in violation of the same Article, paragraph (2) breaks into a substitute fund;

十七第二百十五条第一項の規定に違反して、破産手続開始の申立てを怠ったとき。

(xvii)if the person has failed to petition for commencement of bankruptcy proceedings in violation of Article 215, paragraph (1),;

十八清算の結了を遅延させる目的で、第二百三十三条第一項の期間を不当に定めたとき。

(xviii)if the person unreasonably sets the period of Article 233, paragraph (1) with the object of delaying the conclusion of liquidation;

十九第二百三十四条第一項の規定に違反して、債務の弁済をしたとき。

(xix)if the person has performed an obligation in violation of Article 234, paragraph (1);

二十第二百三十七条の規定に違反して、清算法人の財産を引き渡したとき。

(xx)if the person who has delivered the assets of a corporation in liquidation in violation of Article 237;

二十一第二百四十八条第二項若しくは第五項、第二百五十二条第二項若しくは第五項又は第二百五十八条第二項若しくは第五項の規定に違反して、吸収合併又は新設合併をしたとき。

(xxi)if the person has carried out an absorption-type merger or a consolidation-type merger in violation of Article 248, paragraph (2) or paragraph (5), Article 252, paragraph (2) or paragraph (5), or Article 258, paragraph (2) or paragraph (5); or

二十二第三百三十三条において準用する会社法第九百四十一条の規定に違反して、同条の規定による調査を求めなかったとき。

(xxii)if the person has not requested an investigation under the provisions of that Article 941, in violation of the provisions of the Companies Act, Article 941 as applied mutatis mutandis pursuant to Article 333.